Investment Specialist

Investment Specialist

Why This Opportunity Stands Out:

• Join a collaborative, high-performing team that values supporting one another while delivering exceptional client service.
• Build expertise in retirement plans, investments, wealth transfer, and beneficiary services while working directly with clients.
• Enjoy strong benefits, career development opportunities, and the chance to make a meaningful impact during important life events.
• Work for an organization that embraces a “have fun” culture while maintaining a strong commitment to client service.

Key Responsibilities for the Investment Specialist:

• Serve as a trusted resource for clients by answering questions related to IRAs, 403(b) plans, investment allocations, distributions, and account transfers.
• Guide clients through retirement planning, wealth transfer, beneficiary claims, and other sensitive financial situations with empathy and professionalism.
• Process asset transfers, exchanges, and account updates while ensuring compliance with IRS and plan-specific regulations.
• Meet with clients virtually and in person to discuss retirement savings and distribution options.
• Support special projects, regulatory updates, process improvements, and collaboration across service, advisory, and field consulting teams.

Qualifications for the Investment Specialist:

• FINRA licensing required, including SIE, Series 6, Series 63, and Wisconsin Life Insurance License.
• Candidates who are partially licensed may be considered based on exam progress and recent testing history.
• 1-2 years of customer service, financial services, banking, insurance, or sales experience.
• Associate’s or Bachelor’s degree in Business, Finance, or a related